CISI Level 3 Extended Certificate in Investment Operations
601/0461/2
- Level: Level 3
- Type: Vocationally-Related Qualification
- Status: Available to learners
- Offered in England: Yes
- Awarding body: Chartered Institute for Securities & Investment (Recognised)
- Total credits: 32
- Guided learning hours: 60
- Total qualification time: 324
- Assessment methods: E-assessment, Multiple Choice Examination
Units (26)
| Unit | Level | Credits | GLH |
|---|---|---|---|
Administration of Settlement & Investments RN5247/M/503/1182 |
Level 3 | 8 | 15 |
Asset Servicing RN5247/M/600/6258 |
Level 3 | 8 | 15 |
Client Money and Assets RN5247/L/507/3021 |
Level 3 | 8 | 15 |
Collective Investment Schemes Administration RN5247/R/600/4549 |
Level 3 | 8 | 15 |
Combating Financial Crime RN5247/F/503/6094 |
Level 3 | 10 | 25 |
Combating Financial Crime RN5247/R/507/8303 |
Level 3 | 8 | 80 |
Derivative Operations RN5247/F/506/9340 |
Level 3 | 10 | 20 |
Exchange-Traded Derivatives RN5247/M/504/1534 |
Level 3 | 8 | 15 |
Global Financial Compliance RN5247/M/503/2574 |
Level 3 | 10 | 25 |
Global Securities Operations RN5247/D/600/4571 |
Level 3 | 8 | 15 |
Introduction to Securities and Investment RN5247/H/502/3869 |
Level 3 | 8 | 80 |
ISA Administration RN5247/K/600/4878 |
Level 3 | 8 | 15 |
IT in Investment Operations RN5247/D/600/4778 |
Level 3 | 8 | 15 |
Managing Cyber Security RN5247/Y/507/8304 |
Level 3 | 8 | 80 |
Operational Risk RN5247/H/600/4894 |
Level 3 | 8 | 15 |
OTC Derivatives Administration RN5247/R/600/4888 |
Level 3 | 8 | 15 |
Pensions Administration RN5247/R/507/3022 |
Level 3 | 8 | 15 |
Platforms, Wealth Management and Service Providers RN5247/H/506/9458 |
Level 3 | 8 | 15 |
Principles of UK Financial Regulation RN5247/D/504/8656 |
Level 3 | 8 | 15 |
Risk in Financial Services RN5247/A/600/4948 |
Level 3 | 10 | 20 |
Risk in Financial Services RN5247/R/508/5851 |
Level 3 | 10 | 20 |
Technology in Investment Management RN5247/A/618/7204 |
Level 3 | 15 | |
Transfer Agency Administration and Oversight RN5247/A/651/8601 |
Level 3 | 100 | |
Transfer Agency Administration and Oversight RN5247/L/618/4968 |
Level 3 | 20 | |
Transfer Agency Administration and Oversight RN5247/Y/650/7251 |
Level 3 | 20 | |
UK Financial Regulation RN5247/L/504/8622 |
Level 3 | 8 | 15 |